References herein to "Burnham Sterling" relate to non-securities transactions conducted by Burnham Sterling & Company LLC. Securities transactions are solely conducted by Burnham Sterling's affiliate, Babcock & Brown Securities LLC. A separate entity, Burnham Sterling Asset Management LLC (BSAM) conducts asset management activities, and is referred to under its own name herein.
References to "Babcock & Brown Securities" relate to Babcock & Brown Securities LLC, an affiliate of Burnham Sterling. All securities placements referred to herein are solely conducted by Babcock & Brown Securities.
