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The following firms are affiliated and under common control: Burnham Sterling & Company LLC, an unregistered entity providing financial advisory services; Babcock & Brown Securities LLC (BBS), an SEC registered broker/dealer and FINRA member firm; and Burnham Sterling Asset Management LLC (BSAM), a registered investment adviser. All securities related activities and/or securities transactions are conducted solely through Babcock & Brown Securities LLC, an SEC registered broker/dealer and FINRA member firm.